Filing Details

Accession Number:
0001209191-16-145636
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-11 18:20:03
Reporting Period:
2016-10-06
Filing Date:
2016-10-11
Accepted Time:
2016-10-11 18:20:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874396 Lifetime Brands Inc LCUT Cutlery, Handtools & General Hardware (3420) 112682486
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244666 E Thomas Lynch 382 Greenwich Avenue
Suite One
Greenwich CT 06830
No No Yes No
1435257 Scott Scharfman 382 Greenwich Avenue
Suite One
Greenwich CT 06830
No No Yes No
1550728 Mill Road Capital Ii Gp Llc 382 Greenwich Avenue
Suite One
Greenwich CT 06830
No No Yes No
1550729 Mill Road Capital Ii, L.p. 382 Greenwich Avenue
Suite One
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2016-10-06 483 $12.90 1,461,154 No 4 P Direct
Common Stock, $0.01 Par Value Acquisiton 2016-10-07 1,200 $12.86 1,462,354 No 4 P Direct
Common Stock, $0.01 Par Value Acquisiton 2016-10-10 900 $12.84 1,463,254 No 4 P Direct
Common Stock, $0.01 Par Value Acquisiton 2016-10-11 1,614 $12.75 1,464,868 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.