Filing Details
- Accession Number:
- 0001165527-16-000892
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-07 14:40:17
- Reporting Period:
- 2016-09-01
- Filing Date:
- 2016-10-07
- Accepted Time:
- 2016-10-07 14:40:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421907 | Trident Brands Inc | TDNT | Metal Mining (1000) | 261367322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1618985 | Donald Macphee | 2417 - 9 Old Carriage Road Mississauga A6 L5C 1Y6 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-09-01 | 182,000 | $0.80 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Options | Acquisiton | 2014-05-05 | 100,000 | $0.00 | 100,000 | $0.75 |
| Common Stock | Common Stock Options | Acquisiton | 2014-05-05 | 100,000 | $0.00 | 100,000 | $1.00 |
| Common Stock | Common Stock Options | Acquisiton | 2014-05-05 | 100,000 | $0.00 | 100,000 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2015-05-05 | 2019-05-05 | No | 4 | A | Direct |
| 200,000 | 2016-05-05 | 2019-05-05 | No | 4 | A | Direct |
| 300,000 | 2017-05-05 | 2019-05-05 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 182,000 | Indirect | See footnote |
Footnotes
- Continental Ingredients of Canada Inc. holds 400,000 common shares of Trident Brands Incorporated. Donald MacPhee is Managing Partner of Continental Ingredients and holds a 45.5% beneficial interest in the securities held by Continental Ingredients of Canada Inc.
- The beneficially owned Securities were disposed of by the Reporting Personin a sale of the entity that held direct ownership over the Securities. Thetransaction did not specify the consideration allocated to the Securities.Consideration was paid in cash. The indicated price per share thereforerepresents a deemed value of the Securities based on the closing price of theissuer's common stock on the transaction date.
- Options were granted pursuant to the 2013 Stock Option Plan of the Company.
Billionaire Hedge Funds
