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Filing Details

Accession Number:: 0001127602-16-064517
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-10-07 14:36:39
Reporting Period:: 2016-10-05

Filing Date:: 2016-10-07
Accepted Time:: 2016-10-07 14:36:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1173514	Hyster-Yale Materials Handling Inc.	HY	Industrial Trucks, Tractors, Trailors & Stackers (3537)	311637659

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1247944	A Alison Rankin	5875 Landerbrook Drive Mayfield Heights OH 44124		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2016-10-05	3	$61.26	43	No	4	P	Indirect	spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI")
Class A Common Stock	Acquisiton	2016-10-05	1	$61.72	44	No	4	P	Indirect	spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI")
Class A Common Stock	Acquisiton	2016-10-05	3	$61.26	43	No	4	P	Indirect	spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI")
Class A Common Stock	Acquisiton	2016-10-05	13	$61.26	178	No	4	P	Indirect	Spouse's proportionate interests in shares held by Rankin Associates V
Class A Common Stock	Acquisiton	2016-10-05	675	$61.26	13,058	No	4	P	Indirect	Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin
Class A Common Stock	Acquisiton	2016-10-05	74	$61.72	13,132	No	4	P	Indirect	Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin
Class A Common Stock	Acquisiton	2016-10-05	675	$61.26	13,058	No	4	P	Indirect	Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin
Class A Common Stock	Acquisiton	2016-10-05	74	$61.72	13,132	No	4	P	Indirect	Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin
Class A Common Stock	Acquisiton	2016-10-06	1	$61.34	45	No	4	P	Indirect	spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI")
Class A Common Stock	Acquisiton	2016-10-06	1	$61.34	44	No	4	P	Indirect	spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI")
Class A Common Stock	Acquisiton	2016-10-06	1	$61.34	179	No	4	P	Indirect	Spouse's proportionate interests in shares held by Rankin Associates V
Class A Common Stock	Acquisiton	2016-10-06	53	$61.34	13,185	No	4	P	Indirect	Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin
Class A Common Stock	Acquisiton	2016-10-06	53	$61.34	13,185	No	4	P	Indirect	Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI")
No	4	P	Indirect	spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI")
No	4	P	Indirect	spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI")
No	4	P	Indirect	Spouse's proportionate interests in shares held by Rankin Associates V
No	4	P	Indirect	Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin
No	4	P	Indirect	Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin
No	4	P	Indirect	Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin
No	4	P	Indirect	Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin
No	4	P	Indirect	spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI")
No	4	P	Indirect	spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI")
No	4	P	Indirect	Spouse's proportionate interests in shares held by Rankin Associates V
No	4	P	Indirect	Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin
No	4	P	Indirect	Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	54,147	Indirect	proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock	2,116	Indirect	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	3,123	Indirect	Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
Class A Common Stock	765	Indirect	Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin
Class A Common Stock	19,576	Indirect	Minor child?s trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	1,851	Indirect	Co-Trustee for the benefit of Reporting Person's daughter.
Class A Common Stock	200	Indirect	Spouse serves as custodian for minor child
Class A Common Stock	965	Indirect	Spouse serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock	17,688	Indirect	Minor child?s trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	3,738	Indirect	Co-Trustee for the benefit of Reporting Person's daughter.
Class A Common Stock	0	Indirect	Spouse serves as custodian for A. Farnham Rankin UGMA
Class A Common Stock	19	Indirect	Spouse's proportionate general partnership interest shares held by RAIV.
Class A Common Stock	3,448	Indirect	Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock	33,287	Indirect	spouse's proportionate limited partnership interest in shares held by RA II, L.P
Class A Common Stock	65,824	Indirect	Spouse's proportionate interests in shares held by Rankin Associates IV.
Class A Common Stock	1,975	Indirect	spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI").
Class A Common Stock	192,662	Indirect	spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00	96,861	96,861	Indirect
Class A Common Stock	Class B Common Stock	$0.00	2,116	2,116	Indirect
Class A Common Stock	Class B Common Stock	$0.00	3,123	3,123	Indirect
Class A Common Stock	Class B Common Stock	$0.00	6,598	6,598	Indirect
Class A Common Stock	Class B Common Stock	$0.00	6,598	6,598	Indirect
Class A Common Stock	Class B Common Stock	$0.00	19,576	19,576	Indirect
Class A Common Stock	Class B Common Stock	$0.00	1,851	1,851	Indirect
Class A Common Stock	Class B Common Stock	$0.00	200	200	Indirect
Class A Common Stock	Class B Common Stock	$0.00	200	200	Indirect
Class A Common Stock	Class B Common Stock	$0.00	17,688	17,688	Indirect
Class A Common Stock	Class B Common Stock	$0.00	3,738	3,738	Indirect
Class A Common Stock	Class B Common Stock	$0.00	0	0	Indirect
Class A Common Stock	Class B Common Stock	$0.00	31	31	Indirect
Class A Common Stock	Class B Common Stock	$0.00	6,168	6,168	Indirect
Class A Common Stock	Class B Common Stock	$0.00	33,287	33,287	Indirect
Class A Common Stock	Class B Common Stock	$0.00	104,286	104,286	Indirect
Class A Common Stock	Class B Common Stock	$0.00	1,975	1,975	Indirect
Class A Common Stock	Class B Common Stock	$0.00	193,760	193,760	Indirect

Amount	Remaning Holdings	Nature of Ownership
96,861	96,861	Indirect
2,116	2,116	Indirect
3,123	3,123	Indirect
6,598	6,598	Indirect
6,598	6,598	Indirect
19,576	19,576	Indirect
1,851	1,851	Indirect
200	200	Indirect
200	200	Indirect
17,688	17,688	Indirect
3,738	3,738	Indirect
0	0	Indirect
31	31	Indirect
6,168	6,168	Indirect
33,287	33,287	Indirect
104,286	104,286	Indirect
1,975	1,975	Indirect
193,760	193,760	Indirect

Footnotes

Oct. 5, 2016-Weighted Average Block 1- Share Price represents average price between $60.67 and $61.65.
Oct. 5, 2016-Weighted Average Block 2- Share Price represents average price between $61.67 and $61.76.
Proportionate Interest in shares held by RA6
child's proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the child
Reporting Person disclaims beneficial ownership of all such shares.
N/A