Filing Details
- Accession Number:
- 0001127602-16-064517
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-07 14:36:39
- Reporting Period:
- 2016-10-05
- Filing Date:
- 2016-10-07
- Accepted Time:
- 2016-10-07 14:36:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247944 | A Alison Rankin | 5875 Landerbrook Drive Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-10-05 | 3 | $61.26 | 43 | No | 4 | P | Indirect | spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI") |
Class A Common Stock | Acquisiton | 2016-10-05 | 1 | $61.72 | 44 | No | 4 | P | Indirect | spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI") |
Class A Common Stock | Acquisiton | 2016-10-05 | 3 | $61.26 | 43 | No | 4 | P | Indirect | spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI") |
Class A Common Stock | Acquisiton | 2016-10-05 | 13 | $61.26 | 178 | No | 4 | P | Indirect | Spouse's proportionate interests in shares held by Rankin Associates V |
Class A Common Stock | Acquisiton | 2016-10-05 | 675 | $61.26 | 13,058 | No | 4 | P | Indirect | Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin |
Class A Common Stock | Acquisiton | 2016-10-05 | 74 | $61.72 | 13,132 | No | 4 | P | Indirect | Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin |
Class A Common Stock | Acquisiton | 2016-10-05 | 675 | $61.26 | 13,058 | No | 4 | P | Indirect | Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin |
Class A Common Stock | Acquisiton | 2016-10-05 | 74 | $61.72 | 13,132 | No | 4 | P | Indirect | Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin |
Class A Common Stock | Acquisiton | 2016-10-06 | 1 | $61.34 | 45 | No | 4 | P | Indirect | spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI") |
Class A Common Stock | Acquisiton | 2016-10-06 | 1 | $61.34 | 44 | No | 4 | P | Indirect | spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI") |
Class A Common Stock | Acquisiton | 2016-10-06 | 1 | $61.34 | 179 | No | 4 | P | Indirect | Spouse's proportionate interests in shares held by Rankin Associates V |
Class A Common Stock | Acquisiton | 2016-10-06 | 53 | $61.34 | 13,185 | No | 4 | P | Indirect | Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin |
Class A Common Stock | Acquisiton | 2016-10-06 | 53 | $61.34 | 13,185 | No | 4 | P | Indirect | Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI") |
No | 4 | P | Indirect | spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI") |
No | 4 | P | Indirect | spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI") |
No | 4 | P | Indirect | Spouse's proportionate interests in shares held by Rankin Associates V |
No | 4 | P | Indirect | Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin |
No | 4 | P | Indirect | Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin |
No | 4 | P | Indirect | Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin |
No | 4 | P | Indirect | Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin |
No | 4 | P | Indirect | spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI") |
No | 4 | P | Indirect | spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI") |
No | 4 | P | Indirect | Spouse's proportionate interests in shares held by Rankin Associates V |
No | 4 | P | Indirect | Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin |
No | 4 | P | Indirect | Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 54,147 | Indirect | proportionate limited partnership interest in shares held by Rankin Associates I, L.P |
Class A Common Stock | 2,116 | Indirect | Reporting Person?s proportionate interests in shares held by Rankin Associates II. |
Class A Common Stock | 3,123 | Indirect | Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin |
Class A Common Stock | 765 | Indirect | Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin |
Class A Common Stock | 19,576 | Indirect | Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. |
Class A Common Stock | 1,851 | Indirect | Co-Trustee for the benefit of Reporting Person's daughter. |
Class A Common Stock | 200 | Indirect | Spouse serves as custodian for minor child |
Class A Common Stock | 965 | Indirect | Spouse serves as Trustee for the benefit of A. Farnham Rankin |
Class A Common Stock | 17,688 | Indirect | Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. |
Class A Common Stock | 3,738 | Indirect | Co-Trustee for the benefit of Reporting Person's daughter. |
Class A Common Stock | 0 | Indirect | Spouse serves as custodian for A. Farnham Rankin UGMA |
Class A Common Stock | 19 | Indirect | Spouse's proportionate general partnership interest shares held by RAIV. |
Class A Common Stock | 3,448 | Indirect | Spouse's proportionate interests in shares held by Rankin Associates I. |
Class A Common Stock | 33,287 | Indirect | spouse's proportionate limited partnership interest in shares held by RA II, L.P |
Class A Common Stock | 65,824 | Indirect | Spouse's proportionate interests in shares held by Rankin Associates IV. |
Class A Common Stock | 1,975 | Indirect | spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). |
Class A Common Stock | 192,662 | Indirect | spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 96,861 | 96,861 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,116 | 2,116 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,123 | 3,123 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,598 | 6,598 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,598 | 6,598 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 19,576 | 19,576 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,851 | 1,851 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 200 | 200 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 200 | 200 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 17,688 | 17,688 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,738 | 3,738 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 0 | 0 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 31 | 31 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,168 | 6,168 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 33,287 | 33,287 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 104,286 | 104,286 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,975 | 1,975 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 193,760 | 193,760 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
96,861 | 96,861 | Indirect | |
2,116 | 2,116 | Indirect | |
3,123 | 3,123 | Indirect | |
6,598 | 6,598 | Indirect | |
6,598 | 6,598 | Indirect | |
19,576 | 19,576 | Indirect | |
1,851 | 1,851 | Indirect | |
200 | 200 | Indirect | |
200 | 200 | Indirect | |
17,688 | 17,688 | Indirect | |
3,738 | 3,738 | Indirect | |
0 | 0 | Indirect | |
31 | 31 | Indirect | |
6,168 | 6,168 | Indirect | |
33,287 | 33,287 | Indirect | |
104,286 | 104,286 | Indirect | |
1,975 | 1,975 | Indirect | |
193,760 | 193,760 | Indirect |
Footnotes
- Oct. 5, 2016-Weighted Average Block 1- Share Price represents average price between $60.67 and $61.65.
- Oct. 5, 2016-Weighted Average Block 2- Share Price represents average price between $61.67 and $61.76.
- Proportionate Interest in shares held by RA6
- child's proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the child
- Reporting Person disclaims beneficial ownership of all such shares.
- N/A