Filing Details

Accession Number:
0001225208-16-040259
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-07 12:37:37
Reporting Period:
2016-10-06
Filing Date:
2016-10-07
Accepted Time:
2016-10-07 12:37:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
39368 Fuller H B Co FUL Adhesives & Sealants (2891) 410268370
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1226578 R James Giertz 1200 Willow Lake Boulevard
P.o. Box 64683
St. Paul MN 55164-0683
Executive Vp Of Strategy No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-10-06 25,000 $46.37 58,121 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,172 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right-to-Buy) $33.38 2026-01-19 37,291 37,291 Direct
Common Stock Employee Stock Option (Right-to-Buy) $41.00 2025-01-22 28,486 28,486 Direct
Common Stock Employee Stock Option (Right-to-Buy) $48.92 2024-01-23 22,886 22,886 Direct
Common Stock Employee Stock Option (Right-to-Buy) $39.64 2023-01-24 22,455 22,455 Direct
Common Stock Performance Stock Units $0.00 2017-01-19 2019-01-19 4,306 4,306 Direct
Common Stock Restricted Stock Units $0.00 2019-01-19 4,307 4,307 Direct
Common Stock Restricted Stock Units $0.00 2018-01-22 4,985 4,985 Direct
Common Stock Restricted Stock Units $0.00 2017-01-23 2,367 2,367 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-01-19 37,291 37,291 Direct
2025-01-22 28,486 28,486 Direct
2024-01-23 22,886 22,886 Direct
2023-01-24 22,455 22,455 Direct
2019-01-19 4,306 4,306 Direct
2019-01-19 4,307 4,307 Direct
2018-01-22 4,985 4,985 Direct
2017-01-23 2,367 2,367 Direct
Footnotes
  1. The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $46.00 to $46.3680. The reporting person will provide to the issuer, a security holder of theissuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
  2. Amended and Restated Year 2000 Stock Incentive Plan: 62,168 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan. This amount includes 6,002 restricted shares that vested effective April 2, 2011; 10,974 restricted shares that vested effective December 4, 2011; 13,202 restricted shares that vested in three equal annual installments beginning on December 3, 2010; 11,882 restricted shares that vested in three equal annual installments beginning on January 20, 2012; 11,540 restricted shares that vested in three equal annual installments beginning on January 26, 2013; and 8,568 shares that vested in three equal annual installments beginning on January 24, 2014. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
  3. 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
  4. H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal installments beginning on January 19, 2017. This option makes up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
  5. H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 22, 2016.
  6. H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
  7. Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
  8. H.B. Fuller Company 2013 Master Incentive Plan: These performance stock units convert into shares of common stock on a 1-for-1 basis. Referred to as restricted stock units in previous filing.
  9. H.B. Fuller Company 2013 Master Incentive Plan: These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. These performance stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant. Referred to as restricted stock units in previous filing.
  10. H.B. Fuller Company 2013 Master Incentive Plan: These performance stock units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan. Referred to as restricted stock units in previous filing.
  11. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
  12. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 19, 2017. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
  13. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.
  14. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
  15. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015.