Filing Details

Accession Number:
0001144204-16-127109
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-10-05 21:48:49
Reporting Period:
2014-07-21
Filing Date:
2016-10-05
Accepted Time:
2016-10-05 21:48:49
Original Submission Date:
2014-07-23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1606163 Limbach Holdings Inc. LMBH Construction - Special Trade Contractors (1700) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612411 1347 Investors Llc 150 Pierce Road
6Th Floor
Itasca IL 60143
Yes No Yes Yes
1612412 1347 Capital Llc 150 Pierce Road
6Th Floor
Itasca IL 60143
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-21 180,000 $0.00 1,330,000 No 4 P Direct
Common Stock Acquisiton 2014-07-23 18,000 $0.00 1,348,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Private Rights Acquisiton 2014-07-21 180,000 $0.00 18,000 $11.50
Common Stock Private Warrants Acquisiton 2014-07-21 180,000 $0.00 90,000 $11.50
Common Stock $15 Exercise Price Sponsor Warrants Acquisiton 2014-07-21 600,000 $0.50 600,000 $15.00
Common Stock Private Rights Acquisiton 2014-07-23 18,000 $0.00 1,800 $11.50
Common Stock Private Warrants Acquisiton 2014-07-23 18,000 $0.00 9,000 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
180,000 No 4 P Direct
180,000 No 4 P Direct
600,000 No 4 P Direct
198,000 No 4 P Direct
198,000 No 4 P Direct
Footnotes
  1. The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock.
  2. The reported securities represent the right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer.
  3. The Issuer has until 18 months from the closing of its initial public offering (or 24 months from the closing of its initial public offering if the Issuer has executed a letter of intent or definitive agreement for an initial business combination within 18 months from the closing of the Issuer's initial public offering but has not completed the initial business combination within such 18-month period) to consummate its initial business combination. In the event that the Issuer is unable to consummate its initial business combination within such time period, the reported securities will expire and will be worthless.
  4. The reported securities will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, provided in each case that the Issuer has an effective registration statement under the Securities Act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available (or the Issuer permits holders to exercise the reported securities on a cashless basis under the circumstances specified in the warrant agreement between the Issuer and Continental Stock Transfer & Trust Company).
  5. The reported securities expire five years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation.
  6. The reported securities will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, provided in each case that the Issuer has an effective registration statement under the Securities Act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available.
  7. The reported securities expire seven years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation.
  8. The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC.