Filing Details

Accession Number:
0001209191-16-145164
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-05 19:48:41
Reporting Period:
2016-10-03
Filing Date:
2016-10-05
Accepted Time:
2016-10-05 19:48:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616862 Axalta Coating Systems Ltd. AXTA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1269429 W Charles Shaver Two Commerce Square
2001 Market Street Suite 3600
Philadelphia PA 19103
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-10-03 165,951 $5.92 728,061 No 4 M Direct
Common Shares Acquisiton 2016-10-03 109,812 $7.21 837,873 No 4 M Direct
Common Shares Disposition 2016-10-03 275,763 $28.06 562,110 No 4 S Direct
Common Shares Acquisiton 2016-10-04 14,192 $7.21 576,302 No 4 M Direct
Common Shares Acquisiton 2016-10-04 10,045 $8.88 586,347 No 4 M Direct
Common Shares Disposition 2016-10-04 24,237 $28.05 562,110 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option Disposition 2016-10-03 165,951 $0.00 165,951 $5.92
Common Shares Employee Stock Option Disposition 2016-10-03 109,812 $0.00 109,812 $7.21
Common Shares Employee Stock Option Disposition 2016-10-04 14,192 $0.00 14,192 $7.21
Common Shares Employee Stock Option Disposition 2016-10-04 10,045 $0.00 10,045 $8.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-07-30 No 4 M Direct
14,192 2024-05-22 No 4 M Direct
0 2024-05-22 No 4 M Direct
1,552,287 2023-07-30 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $27.91 to $28.34. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $27.96 to $28.26. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
  5. This option vested in five equal annual installments beginning on May 21, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.