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Filing Details

Accession Number:: 0001127602-16-064329
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-10-05 16:19:50
Reporting Period:: 2016-10-04

Filing Date:: 2016-10-05
Accepted Time:: 2016-10-05 16:19:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1173514	Hyster-Yale Materials Handling Inc.	HY	Industrial Trucks, Tractors, Trailors & Stackers (3537)	311637659

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1247952	R Claiborne Rankin	5875 Landerbrook Drive Mayfield Heights OH 44124		Yes	No	No	Yes

Transaction Summary

Purchased:	1,517 shares	Avg. Price: $60.95	Total Value: $92,468.51
Number of Shares After Transactions:	9,482 shares

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2016-10-04	2	$61.41	39	No	4	P	Indirect	interest in shares held by RAV held by Rankin Management, Inc. ("RMI")
Class A Common Stock	Acquisiton	2016-10-04	2	$60.66	41	No	4	P	Indirect	interest in shares held by RAV held by Rankin Management, Inc. ("RMI")
Class A Common Stock	Acquisiton	2016-10-04	2	$60.66	39	No	4	P	Indirect	interest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
Class A Common Stock	Acquisiton	2016-10-04	1	$61.41	40	No	4	P	Indirect	interest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
Class A Common Stock	Acquisiton	2016-10-04	8	$60.66	159	No	4	P	Indirect	Interest in Shares held by Rankin Associates V
Class A Common Stock	Acquisiton	2016-10-04	5	$61.41	164	No	4	P	Indirect	Interest in Shares held by Rankin Associates V
Class A Common Stock	Acquisiton	2016-10-04	301	$60.66	9,284	No	4	P	Indirect	Serves as Trustee of BTR 2012 GST for the benefit of Chloe R. Seelbach
Class A Common Stock	Acquisiton	2016-10-04	198	$61.41	9,482	No	4	P	Indirect	Serves as Trustee of BTR 2012 GST for the benefit of Chloe R. Seelbach
Class A Common Stock	Acquisiton	2016-10-04	301	$60.66	9,285	No	4	P	Indirect	Serves as Trustee of the BTR 2012 GST for the benefit of Claiborne Rankin Jr.
Class A Common Stock	Acquisiton	2016-10-04	198	$61.41	9,483	No	4	P	Indirect	Serves as Trustee of the BTR 2012 GST for the benefit of Claiborne Rankin Jr.
Class A Common Stock	Acquisiton	2016-10-04	301	$60.66	9,284	No	4	P	Indirect	Serves as Trustee of the BTR 2012 GST for the benefit of Julia R. Kuipers
Class A Common Stock	Acquisiton	2016-10-04	198	$61.41	9,482	No	4	P	Indirect	Serves as Trustee of the BTR 2012 GST for the benefit of Julia R. Kuipers

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	interest in shares held by RAV held by Rankin Management, Inc. ("RMI")
No	4	P	Indirect	interest in shares held by RAV held by Rankin Management, Inc. ("RMI")
No	4	P	Indirect	interest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
No	4	P	Indirect	interest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
No	4	P	Indirect	Interest in Shares held by Rankin Associates V
No	4	P	Indirect	Interest in Shares held by Rankin Associates V
No	4	P	Indirect	Serves as Trustee of BTR 2012 GST for the benefit of Chloe R. Seelbach
No	4	P	Indirect	Serves as Trustee of BTR 2012 GST for the benefit of Chloe R. Seelbach
No	4	P	Indirect	Serves as Trustee of the BTR 2012 GST for the benefit of Claiborne Rankin Jr.
No	4	P	Indirect	Serves as Trustee of the BTR 2012 GST for the benefit of Claiborne Rankin Jr.
No	4	P	Indirect	Serves as Trustee of the BTR 2012 GST for the benefit of Julia R. Kuipers
No	4	P	Indirect	Serves as Trustee of the BTR 2012 GST for the benefit of Julia R. Kuipers

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	35,857	Indirect	Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock	2,116	Indirect	spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP
Class A Common Stock	2,283	Indirect	Held in trust fbo Reporting Person's spouse.
Class A Common Stock	19	Indirect	Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner
Class A Common Stock	0	Direct
Class A Common Stock	10,431	Indirect	Childs trusts proportionate interests in shares held by Rankin Assoc II. Father is co-trustee
Class A Common Stock	769	Indirect	Trustee of trust for the benefit of Reporting Person's child
Class A Common Stock	14,567	Indirect	proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock	38,736	Indirect	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	65,824	Indirect	proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock	1,975	Indirect	proportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class A Common Stock	128,872	Indirect	Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class A Common Stock	13,431	Indirect	Childs trusts proportionate interests in shares held by Rankin Assoc II. Father is co-trustee
Class A Common Stock	10,242	Indirect	Co-Trustee for the benefit of Reporting Person's child

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00	64,143	64,143	Indirect
Class A Common Stock	Class B Common Stock	$0.00	2,116	2,116	Indirect
Class A Common Stock	Class B Common Stock	$0.00	2,783	2,783	Indirect
Class A Common Stock	Class B Common Stock	$0.00	6,598	6,598	Indirect
Class A Common Stock	Class B Common Stock	$0.00	6,598	6,598	Indirect
Class A Common Stock	Class B Common Stock	$0.00	6,598	6,598	Indirect
Class A Common Stock	Class B Common Stock	$0.00	31	31	Indirect
Class A Common Stock	Class B Common Stock	$0.00	10,431	10,431	Indirect
Class A Common Stock	Class B Common Stock	$0.00	10,027	10,027	Indirect
Class A Common Stock	Class B Common Stock	$0.00	26,057	26,057	Indirect
Class A Common Stock	Class B Common Stock	$0.00	38,736	38,736	Indirect
Class A Common Stock	Class B Common Stock	$0.00	104,286	104,286	Indirect
Class A Common Stock	Class B Common Stock	$0.00	1,975	1,975	Indirect
Class A Common Stock	Class B Common Stock	$0.00	123,760	123,760	Indirect
Class A Common Stock	Class B Common Stock	$0.00	13,431	13,431	Indirect
Class A Common Stock	Class B Common Stock	$0.00	10,072	10,072	Indirect

Amount	Remaning Holdings	Nature of Ownership
64,143	64,143	Indirect
2,116	2,116	Indirect
2,783	2,783	Indirect
6,598	6,598	Indirect
6,598	6,598	Indirect
6,598	6,598	Indirect
31	31	Indirect
10,431	10,431	Indirect
10,027	10,027	Indirect
26,057	26,057	Indirect
38,736	38,736	Indirect
104,286	104,286	Indirect
1,975	1,975	Indirect
123,760	123,760	Indirect
13,431	13,431	Indirect
10,072	10,072	Indirect

Footnotes

Oct. 4, 2016-Weighted Average Block 2- Share Price represents average price between $61.05 and $61.71.
Oct. 4, 2016-Weighted Average Block 1- Share Price represents average price between $60.35 and $60.98.
Proportionate Interest in Shares held by RA6
child's proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the child
Reporting Person disclaims beneficial ownership of all such shares.
N/A
proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.