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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2016-10-05 16:07:21
Reporting Period:
Filing Date:
Accepted Time:
2016-10-05 16:07:21
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1573698 Eaton Vance Floating-Rate Income Plus Fund EFF National Commercial Banks (6021) DE
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
831001 Citigroup Inc 388 Greenwich Street
New York NY 10013
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Variable Rate Term Preferred Shares Disposition 2016-09-30 360 $100,000.00 0 No 4 S Indirect By Subsidiary
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Subsidiary
  1. These shares are beneficially owned by CHARTA, LLC (CHARTA), a partially supported multi-seller asset-backed commercial paper conduit sponsored by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.