Filing Details

Accession Number:
0001209191-16-144684
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-04 18:41:19
Reporting Period:
2016-09-30
Filing Date:
2016-10-04
Accepted Time:
2016-10-04 18:41:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000230 Optical Cable Corp OCC Drawing & Insulating Of Nonferrous Wire (3357) 541237042
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241189 Jr D Neil Wilkin 5290 Concourse Drive
Roanoke VA 24019
Chairman, President And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-10-04 1,400 $2.58 3,200 No 4 P Indirect By Wilkin Capital Fund I, LLC
Common Stock Acquisiton 2016-10-03 100 $2.62 1,800 No 4 P Indirect By Wilkin Capital Fund I, LLC
Common Stock Acquisiton 2016-09-30 700 $2.52 1,700 No 4 P Indirect By Wilkin Capital Fund I, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Wilkin Capital Fund I, LLC
No 4 P Indirect By Wilkin Capital Fund I, LLC
No 4 P Indirect By Wilkin Capital Fund I, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 907,500 Direct
Common Stock 315 Indirect By Daughter #1
Common Stock 315 Indirect By Daughter #2
Common Stock 115 Indirect By Daughter #3
Common Stock 315 Indirect By Son
Footnotes
  1. The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
  2. The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.