Filing Details

Accession Number:
0001127602-16-064179
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-04 18:10:41
Reporting Period:
2016-09-30
Filing Date:
2016-10-04
Accepted Time:
2016-10-04 18:10:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535929 Voya Financial Inc. VOYA Life Insurance (6311) 521222820
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1574919 M Alain Karaoglan 230 Park Avenue
New York NY 10169
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-30 820 $26.89 34,819 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Stock Unit $0.00 65,517 65,517 Direct
Common Stock Restricted Stock Units $0.00 97,145 97,145 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
65,517 65,517 Direct
97,145 97,145 Direct
Footnotes
  1. These shares purchased pursuant to the Voya Financial Employee Stock Purchase Plan ("ESPP") and the decision to participate in the ESPP was made in March 2016.
  2. The stock units will vest based on their respective award agreements.
  3. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.