Filing Details

Accession Number:
0001209191-16-143782
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-03 20:11:34
Reporting Period:
2016-09-29
Filing Date:
2016-10-03
Accepted Time:
2016-10-03 20:11:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1643848 Patheon N.v. PTHN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1110176 S Paul Levy C/O Patheon N.v.
Herengracht 483
Amsterdam P7 1017 BT
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2016-09-29 5,000 $29.30 57,000 No 4 P Indirect By Great Point Ventures, LLC
Ordinary Shares Acquisiton 2016-09-30 5,000 $29.80 62,000 No 4 P Indirect By Great Point Ventures, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Great Point Ventures, LLC
No 4 P Indirect By Great Point Ventures, LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.83 to $29.73, inclusive. The reporting person undertakes to provide to Patheon N.V., any security holder of Patheon N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. These shares are held by Great Point Ventures, LLC ("GPV"). The reporting person is the sole manager of GPV, the members of which are certain trusts held for the benefit of family members of the reporting person. The reporting person disclaims beneficial ownership of the securities held by GPV, except to the extent of his pecuniary interest, if any, in the securities by virtue of his ownership of GPV. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.70 to $29.84, inclusive. The reporting person undertakes to provide to Patheon N.V., any security holder of Patheon N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.