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Home > Insider Trading > Filing (0001213900-16-017226)

Filing Details

Accession Number:: 0001213900-16-017226
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-10-03 06:14:21
Reporting Period:: 2016-09-29

Filing Date:: 2016-10-03
Accepted Time:: 2016-10-03 06:14:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
747540	Surge Components Inc	SPRS	Wholesale-Electronic Parts & Equipment, Nec (5065)	112602030

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1033157	J Steven Lubman	C/O Surge Components, Inc. 95 East Jefryn Boulevard Deer Park NY 11729	Vice President	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-09-29	25,000	$0.82	886,030	No	4	M	Direct
Common Stock	Acquisiton	2016-09-29	45,938	$0.80	931,968	No	4	M	Direct
Common Stock	Acquisiton	2016-09-29	9,225	$1.05	941,193	No	4	P	Direct
Common Stock	Acquisiton	2016-09-30	7,400	$1.09	948,593	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Acquisiton	2016-09-29	25,000	$0.00	25,000	$0.82
Common Stock	Stock Option	Acquisiton	2016-09-29	45,938	$0.00	45,938	$0.80

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-11-27	2018-11-27	No	4	M	Direct
0	2014-04-10	2019-04-10	No	4	M	Direct