Filing Details

Accession Number:
0001209191-16-143207
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-30 10:13:48
Reporting Period:
2016-09-28
Filing Date:
2016-09-30
Accepted Time:
2016-09-30 10:13:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1090061 Omnova Solutions Inc OMN Fabricated Rubber Products, Nec (3060) 341897652
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1254583 A James Mitarotonda C/O Barington Capital Group L.p
888 Seventh Avenue 17Th Floor
New York NY 10019
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-09-28 25,650 $8.07 931,791 No 4 P Indirect By Barington Companies Equity Partners, L.P.
Common Shares Acquisiton 2016-09-29 12,663 $8.19 944,454 No 4 P Indirect By Barington Companies Equity Partners, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Barington Companies Equity Partners, L.P.
No 4 P Indirect By Barington Companies Equity Partners, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 65,684 Indirect By Barington Companies Investors, LLC
Footnotes
  1. The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.
  2. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose
  3. Pursuant to the terms of an Investment Advisory Account between Barington Investors and MSF Partners, LLLP ("MSF"), Barington Investors is an investment advisor to MSF and manages an investment account on its behalf holding the number of Common Shares cited above.