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Filing Details

Accession Number:: 0001209191-16-143086
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-09-28 19:16:06
Reporting Period:: 2016-09-26

Filing Date:: 2016-09-28
Accepted Time:: 2016-09-28 19:16:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1643848	Patheon N.v.	PTHN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1110176	S Paul Levy	C/O Patheon N.v. Herengracht 483 Amsterdam P7 1017 BT		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares	Acquisiton	2016-09-26	5,000	$29.65	42,000	No	4	P	Indirect	By Great Point Ventures, LLC
Ordinary Shares	Acquisiton	2016-09-27	5,000	$29.65	47,000	No	4	P	Indirect	By Great Point Ventures, LLC
Ordinary Shares	Acquisiton	2016-09-28	5,000	$29.61	52,000	No	4	P	Indirect	By Great Point Ventures, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Great Point Ventures, LLC
No	4	P	Indirect	By Great Point Ventures, LLC
No	4	P	Indirect	By Great Point Ventures, LLC

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.47 to $29.87, inclusive. The reporting person undertakes to provide to Patheon N.V., any security holder of Patheon N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
These shares are held by Great Point Ventures, LLC ("GPV"). The reporting person is the sole manager of GPV, the members of which are certain trusts held for the benefit of family members of the reporting person. The reporting person disclaims beneficial ownership of the securities held by GPV, except to the extent of his pecuniary interest, if any, in the securities by virtue of his ownership of GPV. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.40 to $29.95, inclusive. The reporting person undertakes to provide to Patheon N.V., any security holder of Patheon N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.55 to $29.65, inclusive. The reporting person undertakes to provide to Patheon N.V., any security holder of Patheon N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (4) to this Form 4.