Filing Details
- Accession Number:
- 0000899243-16-030259
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-28 18:27:38
- Reporting Period:
- 2016-09-26
- Filing Date:
- 2016-09-28
- Accepted Time:
- 2016-09-28 18:27:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1467154 | Novan Inc. | NOVN | Pharmaceutical Preparations (2834) | 204427682 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1673063 | Malin Corp Plc | 2 Harbour Square, Crofton Road Dun Laoghaire, Co., Dublin L2 | No | No | Yes | No | |
| 1685138 | Ltd Holdings Sciences Life Malin | 2 Harbour Square, Crofton Road Dun Laoghaire, Co., Dublin L2 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-26 | 1,823,485 | $0.00 | 1,823,485 | No | 4 | C | Indirect | See Footnote |
| Common Stock | Acquisiton | 2016-09-26 | 800,000 | $11.00 | 2,623,485 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Mezzanine A Stock | Disposition | 2016-09-26 | 1,823,485 | $0.00 | 1,823,485 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect |
Footnotes
- Malin Life Sciences Holdings Limited, the record holder of the shares, is a wholly owned subsidiary of Malin Corporation plc. Malin Corporation plc may be deemed to beneficially own the shares and may be deemed to share voting and dispositive power over these shares.
- The preferred stock automatically converted into common stock on a 1-to-1 basis upon the closing of the Issuer's initial public offering.
Billionaire Hedge Funds
