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Filing Details

Accession Number:: 0001179706-16-000463
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-09-28 18:07:02
Reporting Period:: 2016-09-26

Filing Date:: 2016-09-28
Accepted Time:: 2016-09-28 18:07:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1645590	Hewlett Packard Enterprise Co	HPE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1548933	F John Schultz	C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304	Evp, Gc & Sec	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-09-26	43,164	$12.25	106,960	No	4	M	Direct
Common Stock	Disposition	2016-09-26	43,164	$22.84	63,796	No	4	S	Direct
Common Stock	Acquisiton	2016-09-26	273,000	$7.69	336,796	No	4	M	Direct
Common Stock	Disposition	2016-09-26	273,000	$22.84	63,796	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-09-26	43,164	$0.00	43,164	$12.25
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-09-26	273,000	$0.00	273,000	$7.69
Common Stock	Restricted Stock Units	Acquisiton	2016-01-06	195	$0.00	195	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2016-01-06	282	$0.00	282	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2016-01-06	927	$0.00	927	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2016-01-06	452	$0.00	452	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2020-05-16	No	4	M	Direct
273,192	2014-12-06	2020-12-06	No	4	M	Direct
20,989			No	4	A	Direct
29,777			No	4	A	Direct
95,820			No	4	A	Direct
46,748			No	4	A	Direct

Footnotes

The total beneficial ownership includes 381.746 shares at $15.8270 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/29/16 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 1.9570 shares at $14.9495 per share received on 01/06/16 through dividends paid in shares, 1.6520 shares at $17.7723 per share received on 04/06/16 through dividends paid in shares, and 1.6010 shares at $18.4008 per share received on 07/06/16 through dividends paid in shares.
The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/14/16.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.65 to $22.96. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
This option became exercisable beginning on this date.
This option vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date, in both cases subject to the satisfaction of certain stock price performance conditions prior to the fourth anniversary of the grant date.
This option is no longer exercisable beginning on this date.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/11/13 the reporting person was granted 33,346 restricted stock units ("RSUs"), 11,115 of which vested on 12/11/14, 11,115 of which vested early on 09/17/15, and 19,992 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 195.2760 dividend equivalent rights being reported reflect 74.2946 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, 61.2227 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 59.7587 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
As previously reported, on 12/10/14 the reporting person was granted 24,090 RSUs, 8,030 of which vested early on 09/17/15, and 14,442 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 282.1304 dividend equivalent rights being reported reflect 107.3392 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, 88.4532 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 86.3380 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
As previously reported, on 11/02/15 the reporting person was granted 94,893 RSUs, 31,631 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 926.8871 dividend equivalent rights being reported reflect 352.6429 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, 290.5966 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 283.6476 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which will vest on each of 12/09/16, 12/09/17, and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 452.2058 dividend equivalent rights being reported reflect 172.0459 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, 141.7751 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 138.3848 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.