Filing Details

Accession Number:
0001140361-16-080849
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-27 18:40:07
Reporting Period:
2016-09-27
Filing Date:
2016-09-27
Accepted Time:
2016-09-27 18:40:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1600033 E.l.f. Beauty Inc. ELF Perfumes, Cosmetics & Other Toilet Preparations (2844) 464464131
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1683794 A. Joseph Shamah C/O E.l.f. Beauty, Inc.
570 10Th Street
Oakland CA 94607
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2016-09-27 8,273,873 $0.00 8,279,999 No 4 C Indirect By J.A. Cosmetics Corp.
Common Stock, $0.01 Par Value Disposition 2016-09-27 1,457,901 $15.81 6,822,098 No 4 S Indirect By J.A. Cosmetics Corp.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By J.A. Cosmetics Corp.
No 4 S Indirect By J.A. Cosmetics Corp.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Convertible Preferred Stock, $0.01 par value Disposition 2016-09-27 29,978 $0.00 8,273,873 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 86,112 Direct
Footnotes
  1. The shares of the Issuer's Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, on a 1:276 basis immediately prior to the consummation of the Issuer's initial public offering.
  2. Represents shares of the Issuer's Convertible Preferred Stock or Common Stock held directly by J.A. Cosmetics Corp. The Reporting Person is an officer, director and stockholder of J.A. Cosmetics Corp. The Reporting Person disclaims beneficial ownership of the shares held by J.A. Cosmetics Corp. except to the extent of his pecuniary interest therein.
  3. The shares were sold directly to the underwriters of the Issuer's initial public offering upon the closing of the aforementioned transaction.
  4. The securities are immediately convertible.
  5. The expiration date is not relevant to the conversion of these securities.