Filing Details

Accession Number:
0001611953-16-000129
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-23 13:59:38
Reporting Period:
2016-09-22
Filing Date:
2016-09-23
Accepted Time:
2016-09-23 13:59:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790359 Nbt Bancorp Inc NBTB National Commercial Banks (6021) 161268674
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204704 A Martin Dietrich 52 South Broad Street
Norwich NY 13815
President & Ceo Nbt Bancorp Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Nbt Bancorp Inc. Common Stock Acquisiton 2016-09-22 25,000 $25.38 191,345 No 4 M Direct
Nbt Bancorp Inc. Common Stock Disposition 2016-09-22 25,000 $32.67 166,345 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) Disposition 2016-09-22 25,000 $32.67 25,000 $25.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-01-15 2019-01-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Nbt Bancorp Inc. Common Stock 19,281 Indirect 401k
Nbt Bancorp Inc. Common Stock 340 Indirect Custodian for Minor
Nbt Bancorp Inc. Common Stock 10,732 Indirect NBT Bancorp ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $25.15 2016-10-29 2024-10-29 20,575 20,575 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $25.36 2016-10-29 2024-10-29 1,166 1,166 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $26.67 2017-09-14 2025-09-14 13,641 13,641 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $28.01 2018-05-12 2026-05-12 26,743 26,743 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $29.97 2018-07-27 2026-07-27 20,515 20,515 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-10-29 20,575 20,575 Direct
2024-10-29 1,166 1,166 Direct
2025-09-14 13,641 13,641 Direct
2026-05-12 26,743 26,743 Direct
2026-07-27 20,515 20,515 Direct
Footnotes
  1. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
  2. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan reload grant vests 100% two years after date of its grant.