Filing Details

Accession Number:
0001179706-16-000456
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-22 16:51:12
Reporting Period:
2016-09-21
Filing Date:
2016-09-22
Accepted Time:
2016-09-22 16:51:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645590 Hewlett Packard Enterprise Co HPE Computer & Office Equipment (3570) 473298624
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1648401 F Antonio Neri C/O Hewlett Packard Enterprise Company
3000 Hanover Street
Palo Alto CA 94304
Evp And Gm Eg No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-21 4,496 $18.60 21,213 No 4 M Direct
Common Stock Disposition 2016-09-21 4,496 $23.00 16,717 No 4 S Direct
Common Stock Acquisiton 2016-09-21 14,658 $13.12 31,375 No 4 M Direct
Common Stock Disposition 2016-09-21 14,658 $23.00 16,717 No 4 S Direct
Common Stock Acquisiton 2016-09-21 14,837 $15.80 31,554 No 4 M Direct
Common Stock Disposition 2016-09-21 14,837 $23.00 16,717 No 4 S Direct
Common Stock Acquisiton 2016-09-21 96,349 $7.69 113,066 No 4 M Direct
Common Stock Disposition 2016-09-21 96,349 $23.00 16,717 No 4 S Direct
Common Stock Acquisiton 2016-09-21 34,914 $15.01 51,631 No 4 M Direct
Common Stock Disposition 2016-09-21 34,914 $23.00 16,717 No 4 S Direct
Common Stock Acquisiton 2016-09-21 48,145 $20.78 64,862 No 4 M Direct
Common Stock Disposition 2016-09-21 48,145 $23.00 16,717 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-09-21 4,496 $0.00 4,496 $18.60
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-09-21 14,658 $0.00 14,658 $13.12
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-09-21 14,837 $0.00 14,837 $15.80
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-09-21 96,349 $0.00 96,349 $7.69
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-09-21 34,914 $0.00 34,914 $15.01
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-09-21 48,145 $0.00 48,145 $20.78
Common Stock Restricted Stock Units Acquisiton 2016-07-06 35 $0.00 35 $0.00
Common Stock Restricted Stock Units Acquisiton 2016-07-06 55 $0.00 55 $0.00
Common Stock Restricted Stock Units Acquisiton 2016-07-06 192 $0.00 192 $0.00
Common Stock Restricted Stock Units Acquisiton 2016-07-06 619 $0.00 619 $0.00
Common Stock Restricted Stock Units Acquisiton 2016-07-06 226 $0.00 226 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-12-01 2016-12-01 No 4 M Direct
14,658 2012-09-27 2019-09-27 No 4 M Direct
14,838 2012-12-07 2019-12-07 No 4 M Direct
96,349 2013-12-06 2020-12-06 No 4 M Direct
69,830 2014-12-11 2021-12-11 No 4 M Direct
240,728 2015-12-10 2022-12-10 No 4 M Direct
12,217 No 4 A Direct
18,930 No 4 A Direct
66,174 No 4 A Direct
209,061 No 4 A Direct
76,498 No 4 A Direct
Footnotes
  1. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/13/16.
  2. This option became exercisable beginning on this date.
  3. This option is no longer exercisable beginning on this date.
  4. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  5. As previously reported, on 12/11/13 the reporting person was granted 19,413 restricted stock units ("RSUs"), 6,471 of which vested on 12/11/14, 6,471 of which vested early on 09/17/15, and 11,638 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 34.7875 dividend equivalent rights being reported reflect 34.7875 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
  6. As previously reported, on 06/16/14 the reporting person was granted 30,490 RSUs, 10,163 of which vested on 06/16/15, 18,278 of which vested on 06/16/16, and 18,280 of which will vest on 06/16/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.. The 54.6413 dividend equivalent rights being reported reflect 54.6413 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
  7. As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which will vest on 12/10/16, and 32,094 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 191.8633 dividend equivalent rights being reported reflect 191.8633 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
  8. As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 618.8666 dividend equivalent rights being reported reflect 618.8666 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
  9. As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 226.4505 dividend equivalent rights being reported reflect 226.4505 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.