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Filing Details

Accession Number:
0001288136-16-000118
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-21 17:36:09
Reporting Period:
2016-04-27
Filing Date:
2016-09-21
Accepted Time:
2016-09-21 17:36:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1009829 Jakks Pacific Inc JAKK Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) 954527222
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1288136 L.p. Management Capital River Pine 601 Carlson Parkway
7Th Floor
Minnetonka MN 55305
No No Yes No
1387809 Brian Taylor C/o Pine River Capital Management
601 Carlson Parkway, 7Th Floor
Minnetonka MN 55305
No No Yes No
1387810 Ltd. Fund Master River Pine C/o Pine River Capital Management L.p.
601 Carlson Parkway, 7Th Floor
Minnetonka MN 55305
No No Yes No
1475577 Pine River Capital Management Llc 601 Carlson Parkway, 7Th Floor
Minnetonka MN 55305
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-04-27 314,500 $7.60 0 No 4 S Indirect See footnotes 2,3
Common Stock Disposition 2016-04-27 85,600 $7.57 0 No 4 S Indirect See footnotes 2,3
Common Stock Disposition 2016-05-06 57,263 $7.22 0 No 4 S Indirect See footnotes 2, 3
Common Stock Acquisiton 2016-05-09 21,005 $7.36 0 No 4 P Indirect See footnotes 2,3
Common Stock Disposition 2016-05-11 50,961 $7.27 0 No 4 S Indirect See footnotes 2,3
Common Stock Acquisiton 2016-05-13 3,300 $7.20 0 No 4 P Indirect See footnotes 2,3
Common Stock Disposition 2016-05-13 100,351 $7.19 0 No 4 S Indirect See footnotes 2,3
Common Stock Acquisiton 2016-05-16 5,192 $7.25 0 No 4 P Indirect See footnotes 2,3
Common Stock Disposition 2016-06-09 43,010 $7.81 0 No 4 S Indirect See footnotes 2,3
Common Stock Disposition 2016-06-15 330,200 $7.95 0 No 4 S Indirect See footnotes 2,3
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes 2,3
No 4 S Indirect See footnotes 2,3
No 4 S Indirect See footnotes 2, 3
No 4 P Indirect See footnotes 2,3
No 4 S Indirect See footnotes 2,3
No 4 P Indirect See footnotes 2,3
No 4 S Indirect See footnotes 2,3
No 4 P Indirect See footnotes 2,3
No 4 S Indirect See footnotes 2,3
No 4 S Indirect See footnotes 2,3
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 4.875% Convertible Senior Notes due 2020 Acquisiton 2016-04-27 1,500,000 $95.25 155,642 $0.00
Common Stock 4.875% Convertible Senior Notes due 2020 Acquisiton 2016-05-06 1,003,000 $93.36 104,073 $0.00
Common Stock 4.875% Convertible Senior Notes due 2020 Acquisiton 2016-05-11 893,000 $93.20 92,659 $0.00
Common Stock 4.875% Convertible Senior Notes due 2020 Acquisiton 2016-05-13 1,488,000 $92.98 154,397 $0.00
Common Stock 4.875% Convertible Senior Notes due 2020 Acquisiton 2016-06-09 690,000 $98.31 71,595 $0.00
Common Stock 4.25% Convertible Senior Notes due 2018 Acquisiton 2016-06-15 5,250,000 $106.19 600,429 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-06-01 No 4 P Indirect
0 2020-06-01 No 4 P Indirect
0 2020-06-01 No 4 P Indirect
0 2020-06-01 No 4 P Indirect
0 2020-06-01 No 4 P Indirect
0 2018-08-01 No 4 P Indirect
Footnotes
  1. The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein.
  2. These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.
  3. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.27 to $7.45, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (4) through (6) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.14 to $7.23, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.18 to $7.28, inclusive.
  7. The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events.
  8. The 4.25% Convertible Senior Notes due 2018 are convertible into shares of Common Stock at any time, at an initial conversion rate of 114.3674 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $8.74 per share of Common Stock, subject to adjustment in certain events.