Filing Details
- Accession Number:
- 0001209191-16-142046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-19 17:28:37
- Reporting Period:
- 2016-09-17
- Filing Date:
- 2016-09-19
- Accepted Time:
- 2016-09-19 17:28:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368148 | Athersys Inc / New | ATHX | Pharmaceutical Preparations (2834) | 204864095 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1402609 | Jr William Lehmann | 3201 Carnegie Avenue Cleveland OH 44115-2634 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-09-17 | 5,358 | $1.97 | 403,459 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-09-19 | 3,000 | $1.96 | 400,459 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the minimum tax withholding obligation.
- Shares sold pursuant to a predefined Rule 10b5-1 trading plan enacted solely related to the tax obligation.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.95 to $1.99, inclusive, in accordance with a previously established Rule 10b5-1 predefined trading plan enacted solely related to the tax obligation.
- Securities beneficially owned are comprised of: (1) 195,802 shares of common stock owned and (2) unvested restricted stock units aggregating 204,657 related to annual awards, which vest quarterly over a four-year period from grant date.
Billionaire Hedge Funds
