Filing Details
- Accession Number:
- 0001628280-16-019614
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-16 16:11:30
- Reporting Period:
- 2016-09-14
- Filing Date:
- 2016-09-16
- Accepted Time:
- 2016-09-16 16:11:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1501364 | United Financial Bancorp Inc. | UBNK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1311927 | Jr H Raymond Lefurge | United Financial Bancorp, Inc. 45 Glastonbury Boulevard Glastonbury CT 06033 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-14 | 6,071 | $11.72 | 74,510 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-14 | 5,310 | $13.53 | 69,200 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-09-15 | 1,512 | $11.72 | 70,712 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-15 | 1,325 | $13.51 | 69,387 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2016-09-14 | 6,071 | $11.72 | 6,071 | $11.72 |
| Common Stock | Stock Options | Disposition | 2016-09-15 | 1,512 | $11.72 | 1,512 | $11.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,512 | 2008-12-13 | 2016-12-13 | No | 4 | X | Direct |
| 0 | 2008-12-13 | 2016-12-13 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,503 | Indirect | Held by wife in IRA |
| Common Stock | 239 | Indirect | Held in SEP IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $7.90 | 2008-02-20 | 2018-02-20 | 5,308 | 5,308 | Direct |
| Common Stock | Stock Options | $6.09 | 2009-03-16 | 2019-03-16 | 5,308 | 5,308 | Direct |
| Common Stock | Stock Options | $7.42 | 2010-11-15 | 2020-11-15 | 5,308 | 5,308 | Direct |
| Common Stock | Stock Options | $10.99 | 2012-06-21 | 2022-06-21 | 2,017 | 2,017 | Direct |
| Common Stock | Stock Options | $10.99 | 2013-06-21 | 2022-06-21 | 5,682 | 5,682 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-02-20 | 5,308 | 5,308 | Direct |
| 2019-03-16 | 5,308 | 5,308 | Direct |
| 2020-11-15 | 5,308 | 5,308 | Direct |
| 2022-06-21 | 2,017 | 2,017 | Direct |
| 2022-06-21 | 5,682 | 5,682 | Direct |
Footnotes
- Includes 10,265 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan on June 21, 2012, and shall vest on the first annual anniversary of the grant date.
- Includes 13,000 shares held jointly with wife.
- Includes 1,698 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date. Pursuant to the Agreement and Plan of the Merger, dated November 14, 2013, at legal close on April 30,2014, all shares became 100% vested.
- Includes 1,820 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan which vested on the first annual anniversary of the June 20, 2014 grant date.
- Includes 2,209 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and shall vest on the first annual anniversary of the November 18, 2015 grant date.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested.
- Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested.
- Stock Options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.
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