Filing Details

Accession Number:
0001683168-16-000122
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-15 14:04:20
Reporting Period:
2016-09-14
Filing Date:
2016-09-15
Accepted Time:
2016-09-15 14:04:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1355790 International Stem Cell Corp ISCO.OB Pharmaceutical Preparations (2834) 204494098
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1447708 Andrey Semechkin C/O International Stem Cell Corp.
5950 Priestly Drive
Carlsbad, CA 92008
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-14 200,000 $1.75 1,221,436 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Warrant (Right to Buy) Disposition 2016-09-14 200,000 $0.00 200,000 $1.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-03-15 2016-09-15 No 4 X Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 53,334 Indirect By Corporation
Footnotes
  1. Common Stock is owned by X-Master, Inc., a New Hampshire Corporation of which the reporting person is a sole shareholder.