Filing Details

Accession Number:
0001104659-16-144659
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-14 16:50:03
Reporting Period:
2016-09-14
Filing Date:
2016-09-14
Accepted Time:
2016-09-14 16:50:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT American Depositary Receipts (8880) M0
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
110097 Nomura Securities Co Ltd 1-9-1 Nihonbashi
Chuo-Ku
Tokyo M0 103-8011
No No Yes No
1163653 Nomura Holdings Inc 1-9-1 Nihonbashi
Chuo-Ku
Tokyo M0 103-8645
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2016-09-14 1,000,000 $6.15 2,273,701 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct