Filing Details

Accession Number:
0001225208-16-039348
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-14 14:15:27
Reporting Period:
2016-09-13
Filing Date:
2016-09-14
Accepted Time:
2016-09-14 14:15:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
64040 S&P Global Inc. SPGI Services-Consumer Credit Reporting, Collection Agencies (7320) 131026995
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1684373 Nancy Luquette 55 Water Street
New York NY 10041
Svp, Chief Risk & Audit Exec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-09-13 500 $123.08 133 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options (Right to Buy) $77.81 2024-03-31 1,411 1,411 Direct
Common Stock Options (Right to Buy) $59.92 2023-09-02 876 876 Direct
Common Stock Restricted Stock Units $0.00 2018-05-01 2018-05-01 960 960 Direct
Common Stock Restricted Stock Units $0.00 2017-12-31 2017-12-31 429 429 Direct
Common Stock Restricted Stock Units $0.00 2018-12-31 2018-12-31 604 604 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-03-31 1,411 1,411 Direct
2023-09-02 876 876 Direct
2018-05-01 960 960 Direct
2017-12-31 429 429 Direct
2018-12-31 604 604 Direct
Footnotes
  1. The option became exercisable in annual installments. The first installment of 33% became exercisable on 4/1/2015, the next 33% installment became exercisable on 4/1/2016 and the remaining 34% installment will become exercisable on 4/1/2017.
  2. The option became exercisable in annual installments. The first installment of 33% became exercisable on 9/3/2014, the next 33% installment became exercisable on 9/3/2015 and the remaining 34% installment became exercisable on 9/3/2016.
  3. Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.