Filing Details
- Accession Number:
- 0001179110-16-029630
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-13 18:47:12
- Reporting Period:
- 2016-09-09
- Filing Date:
- 2016-09-13
- Accepted Time:
- 2016-09-13 18:47:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1160791 | Gold Resource Corp | GORO | Gold And Silver Ores (1040) | 841473173 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1565800 | M Richard Irvine | Las Rosas #339 Colonia Reforma Oaxaca O5 68050 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-09 | 41,666 | $2.30 | 48,666 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-12 | 34,666 | $5.90 | 14,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right-to-buy) | Disposition | 2016-09-09 | 41,666 | $0.00 | 41,666 | $2.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 83,334 | 2025-09-09 | No | 4 | M | Direct |
Footnotes
- The option vests in three equal annual installments beginning September 9, 2016.
Billionaire Hedge Funds
