Filing Details

Accession Number:
0001331471-16-000062
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-09 17:27:27
Reporting Period:
2016-09-08
Filing Date:
2016-09-09
Accepted Time:
2016-09-09 17:27:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1043337 Stoneridge Inc SRI Motor Vehicle Parts & Accessories (3714) 341598949
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219412 A Thomas Beaver 28001 Cabot Dr Ste.100
Novi MI 48377
Vice President - Global Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, Without Par Value Disposition 2016-09-08 33,000 $18.30 85,667 No 4 S Direct
Common Shares, Without Par Value Disposition 2016-09-09 7,000 $18.02 78,667 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares, Without Par Value Performance Shares $0.00 120,875 120,875 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
120,875 120,875 Direct
Footnotes
  1. The Price Reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on September 8, 2016 and September 9, 2016 at prices on September 8, 2016 ranging from $18.16/share to $18.365/share and at prices on September 9, 2016 ranging from $18/share to $18.08/share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold at each separate price within the ranges.
  2. Each Performance Share (unit) represents a contingent right to receive one Company Common Share. The Performance Shares were granted to the Reporting Person under the Company's Long-Term Incentive Plan in 2014, 2015 and 2016 and vest depending on continued employment, and in some cases also depending on Company performance, in 2017, 2018 and 2019.