Filing Details

Accession Number:
0001354488-16-008275
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-09 16:15:52
Reporting Period:
2016-09-07
Filing Date:
2016-09-09
Accepted Time:
2016-09-09 16:15:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141197 Pedevco Corp PED Crude Petroleum & Natural Gas (1311) 223755993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1293970 L Michael Peterson 4125 Blackhawk Plaza Circle
Suite 201
Danville CA 94506
President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-09-07 32,500 $0.17 1,138,528 No 5 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,209 Indirect By The Peterson Family Trust
Common Stock 36,668 Indirect By dependent children
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Option (Right to Buy) $0.22 2016-01-07 2021-01-07 300,000 300,000 Direct
Common Stock Incentive Stock Option (Right to Buy) $0.37 2015-01-07 2020-01-07 325,000 325,000 Direct
Common Stock Incentive Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 63,800 63,800 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $0.24 2012-03-01 2021-10-07 100,000 100,000 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 269,534 269,534 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $67.20 2008-09-20 2018-05-28 447 447 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $30.24 2011-02-02 2021-02-02 2,977 2,977 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-01-07 300,000 300,000 Direct
2020-01-07 325,000 325,000 Direct
2022-06-18 63,800 63,800 Direct
2021-10-07 100,000 100,000 Direct
2022-06-18 269,534 269,534 Direct
2018-05-28 447 447 Direct
2021-02-02 2,977 2,977 Direct
Footnotes
  1. Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the September 7, 2016 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).
  2. Reporting Person's holdings include: 45,000; 198,750; 126,500; 180,000; 109,745 and 470,935 shares issued pursuant to restricted stock grants; 7,449 issued pursuant to debt conversion and 149 issued pursuant to a 2008 Blast stock grant.
  3. Represents shares held by the Peterson Family Trust, a Trust owned 100% by Mr. Peterson and his spouse.
  4. Represents shares of common stock 50% owned by each of Reporting Person's two dependent children.