Filing Details

Accession Number:
0000820318-16-000042
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-09 16:15:13
Reporting Period:
2016-09-08
Filing Date:
2016-09-09
Accepted Time:
2016-09-09 16:15:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1225165 F Wendy Dicicco C/O Ii-Vi Incorporated
375 Saxonburg Blvd.
Saxonburg PA 16056
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-08 4,000 $15.98 38,946 No 4 M Direct
Common Stock Disposition 2016-09-08 4,000 $22.30 34,946 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2016-09-08 4,000 $0.00 4,000 $15.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,400 2017-02-10 No 4 M Direct
Footnotes
  1. Represents the weighted average of multiple sales transactions ranging in price from $22.0772 to $22.52. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  2. The option vested in 5 equal annual installments beginning on February 10, 2008.