Filing Details

Accession Number:
0001094891-16-000595
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-09 12:00:33
Reporting Period:
2016-09-08
Filing Date:
2016-09-09
Accepted Time:
2016-09-09 12:00:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1534675 Tecnoglass Inc. TGLS Flat Glass (3211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602798 Joaquin Fernandez Avenida Circunvalar A 100 Mts De La Via
Barrio Las Flores
Barranquilla F8
Chief Financial Officer No Yes Yes No
1602952 Energy Holding Corp Avalon Management Ltd, Landmark Square
64 Earth Close, West Bay Beach South
E9
No No Yes No
1605631 Jose Alberto Becerra Velilla Avenida Circunvalar A 100 Mts De La Via
Barrio Las Flores
Barranquilla F8
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2016-09-08 315,632 $0.00 22,382,773 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Warrant Disposition 2016-09-08 789,082 $0.00 789,082 $8.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-12-20 2016-12-20 No 4 S Direct
Footnotes
  1. The reporting person disposed of 789,082 warrants in exchange for 315,632 ordinary shares in an issuer exchange offer.
  2. Represents securities held by Energy Holding Corporation. As a director of Energy Holding Corporation, Mr. Becerra shares voting and dispositive power over securities held by Energy Holding Corporation with Mr. Joaquin Fernandez. Messrs. Becerra and Fernandez disclaim beneficial ownership of such securities except to the extent of their pecuniary interests therein.