Filing Details

Accession Number:
0001612849-16-000031
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-08 21:01:26
Reporting Period:
2016-09-06
Filing Date:
2016-09-08
Accepted Time:
2016-09-08 21:01:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1449278 Tubemogul Inc TUBE Services-Prepackaged Software (7372) 510633881
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612849 Brett Wilson 1250 53Rd Street, Suite 2
Emeryville CA 94608
President, Ceo & Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-09-06 15,000 $9.13 1,267,011 No 4 S Direct
Common Stock Disposition 2016-09-07 15,000 $9.21 1,252,011 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,500 Indirect by Child A
Common Stock 18,500 Indirect by Child B
Common Stock 18,500 Indirect by Child C
Common Stock 250 Indirect by Niece
Common Stock 250 Indirect by Nephew
Footnotes
  1. The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2016.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.255 per share. The Reporting Person undertakes to provide to the Issuer, anysecurity holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. Of the reported shares, 117,057 shares are represented by RSUs.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.07 to $9.34 per share. The Reporting Person undertakes to provide to the Issuer, anysecurity holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.