Filing Details

Accession Number:
0001288847-16-000128
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-08 16:34:02
Reporting Period:
2016-09-06
Filing Date:
2016-09-08
Accepted Time:
2016-09-08 16:34:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288847 Five9 Inc. FIVN Services-Computer Processing & Data Preparation (7374) 943394123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604190 Jayendra Das C/O Five9, Inc. Bishop Ranch 8
4000 Executive Parkway, Suite 400
San Ramon CA 94583
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-09-06 167,920 $15.58 1,511,286 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 67,173 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.27 to $15.93, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. These shares are held by Sapphire Ventures Fund I, LP ("Sapphire"). Sapphire Ventures (GPE) I, L.L.C. is the general partner of Sapphire. Mr. Das is a managing member of Sapphire Ventures (GPE) I, LLC. Mr. Das disclaims beneficial ownership of all shares held by Sapphire except to the extent of his pecuniary interest therein.
  3. Under Sapphire's partnership agreement, Mr. Das is deemed to hold the common stock for the benefit of Sapphire. Mr. Das disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.