Filing Details

Accession Number:
0001261380-16-000110
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-07 19:47:07
Reporting Period:
2016-09-02
Filing Date:
2016-09-07
Accepted Time:
2016-09-07 19:47:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1006045 Iridex Corp IRIX Electromedical & Electrotherapeutic Apparatus (3845) 770210467
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219636 Ruediger Naumann-Etienne 1212 Terra Bella Avenue
Mountain View CA 94043
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-09-02 2,513 $14.73 71,433 No 4 S Direct
Common Stock Disposition 2016-09-07 7,000 $14.76 64,433 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 23,000 Indirect See Footnote
Footnotes
  1. The sales price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold, ranging from $14.22 to $14.8606 per share. Upon request by the Commission staff, the Issuer, or a security holder of Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  2. The sales price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold, ranging from $14.750 to $14.77365 per share. Upon request by the Commission staff, the Issuer, or a security holder of Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  3. The Reporting Person is President of Naumann-Etienne Foundation and may be deemed to share voting and dispositive power of the shares held by his position.