Filing Details

Accession Number:
0001123292-16-002683
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-07 18:19:41
Reporting Period:
2016-09-01
Filing Date:
2016-09-07
Accepted Time:
2016-09-07 18:19:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571996 Dell Technologies Inc DVMT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
908724 S Michael Dell One Dell Way
Round Rock TX 78682
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series A Common Stock Acquisiton 2016-09-01 836,364 $27.50 261,355,504 No 4 P Direct
Series A Common Stock Disposition 2016-09-07 261,355,504 $0.00 0 No 4 D Direct
Series A Common Stock Disposition 2016-09-07 24,551,291 $0.00 0 No 4 D Indirect By Susan Lieberman Dell Separate Property Trust
Series C Common Stock Disposition 2016-09-07 32,575 $0.00 0 No 4 D Direct
Class C Common Stock Acquisiton 2016-09-07 32,575 $0.00 32,575 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 D Direct
No 4 D Indirect By Susan Lieberman Dell Separate Property Trust
No 4 D Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class C Common Stock Class A Common Stock Acquisiton 2016-09-07 261,355,504 $0.00 261,355,504 $0.00
Class C Common Stock Class A Common Stock Acquisiton 2016-09-07 78,569,486 $27.50 78,569,486 $0.00
Class C Common Stock Class A Common Stock Acquisiton 2016-09-07 24,551,291 $0.00 24,551,291 $0.00
Class C Common Stock Class A Common Stock Acquisiton 2016-09-07 8,339,605 $27.50 8,339,605 $0.00
Series A Common Stock Options to Acquire Series A Common Stock Disposition 2016-09-07 10,909,091 $0.00 10,909,091 $13.75
Class A Common Stock Options to Acquire Class A Common Stock Acquisiton 2016-09-07 10,909,091 $0.00 10,909,091 $13.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
261,355,504 No 4 A Direct
339,924,990 No 4 A Direct
24,551,291 No 4 A Indirect
32,890,896 No 4 A Indirect
0 2023-11-25 No 4 D Direct
10,909,091 2023-11-25 No 4 A Direct
Footnotes
  1. Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series A common stock was automatically reclassified as and became one share of Class A common stock and each share of Series C common stock was automatically reclassified as and became one share of Class C common stock.
  2. The reporting person disclaims beneficial ownership of these securities for purposes of Rule 16a-1(a)(1) and (2) under the Exchange Act, and neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Exchange Act or for any other purpose, the beneficial owner of the securities.
  3. Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.
  4. Represents shares of Class A common stock purchased from the issuer in connection with the issuer's acquisition of EMC Corporation.
  5. The options vest in five equal annual installments during a vesting period that began on 11/25/2013.