Filing Details
- Accession Number:
- 0001209191-16-140405
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-07 16:37:35
- Reporting Period:
- 2016-09-06
- Filing Date:
- 2016-09-07
- Accepted Time:
- 2016-09-07 16:37:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216551 | C J Sparkman | 201 East Sandpointe 8Th Floor Santa Ana CA 92707 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-06 | 5,447 | $21.95 | 45,018 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-06 | 5,447 | $76.54 | 39,571 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-09-06 | 3,350 | $76.57 | 36,221 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-09-07 | 53 | $21.95 | 36,274 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-07 | 53 | $76.51 | 36,221 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Rt to Buy) | Disposition | 2016-09-06 | 5,447 | $21.95 | 5,447 | $21.95 |
| Common Stock | Stock Option (Rt. to Buy) | Disposition | 2016-09-07 | 53 | $21.95 | 53 | $21.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,053 | 2011-02-11 | 2018-02-11 | No | 4 | M | Direct |
| 25,000 | 2011-02-11 | 2018-02-11 | No | 4 | M | Direct |
Footnotes
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
Billionaire Hedge Funds
