Filing Details
- Accession Number:
- 0001140361-16-079001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-06 18:33:51
- Reporting Period:
- 2016-09-01
- Filing Date:
- 2016-09-06
- Accepted Time:
- 2016-09-06 18:33:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
921547 | Heritage Oaks Bancorp | HEOP | State Commercial Banks (6022) | 770388249 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1550160 | Robert Osterbauer | 1222 Vine Street Paso Robles CA 93446 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-09-01 | 3,000 | $8.05 | 15,202 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 18,181 | Indirect | Restricted Stock |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock option | $7.84 | 2016-03-02 | 2025-03-02 | 4,613 | 30,732 | Direct |
Common Stock | Stock option | $7.75 | 2015-03-03 | 2024-03-03 | 3,293 | 26,119 | Direct |
Common Stock | Stock option | $6.65 | 2014-08-01 | 2023-08-01 | 9,948 | 22,826 | Direct |
Common Stock | Stock option | $5.00 | 2015-05-01 | 2025-05-01 | 18,847 | 18,847 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-03-02 | 4,613 | 30,732 | Direct |
2024-03-03 | 3,293 | 26,119 | Direct |
2023-08-01 | 9,948 | 22,826 | Direct |
2025-05-01 | 18,847 | 18,847 | Direct |