Filing Details

Accession Number:
0001140361-16-079001
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-06 18:33:51
Reporting Period:
2016-09-01
Filing Date:
2016-09-06
Accepted Time:
2016-09-06 18:33:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
921547 Heritage Oaks Bancorp HEOP State Commercial Banks (6022) 770388249
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1550160 Robert Osterbauer 1222 Vine Street
Paso Robles CA 93446
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-09-01 3,000 $8.05 15,202 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,181 Indirect Restricted Stock
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock option $7.84 2016-03-02 2025-03-02 4,613 30,732 Direct
Common Stock Stock option $7.75 2015-03-03 2024-03-03 3,293 26,119 Direct
Common Stock Stock option $6.65 2014-08-01 2023-08-01 9,948 22,826 Direct
Common Stock Stock option $5.00 2015-05-01 2025-05-01 18,847 18,847 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-03-02 4,613 30,732 Direct
2024-03-03 3,293 26,119 Direct
2023-08-01 9,948 22,826 Direct
2025-05-01 18,847 18,847 Direct