Filing Details

Accession Number:
0001288847-16-000116
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-02 16:21:04
Reporting Period:
2016-09-01
Filing Date:
2016-09-02
Accepted Time:
2016-09-02 16:21:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288847 Five9 Inc. FIVN Services-Computer Processing & Data Preparation (7374) 943394123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1639187 J. Michael Crane C/O Five9, Inc., Bishop Ranch 8,
4000 Executive Parkway, Suite 400
San Ramon CA 94583
Evp, Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-01 3,333 $5.18 80,005 No 4 M Direct
Common Stock Disposition 2016-09-01 3,333 $15.50 76,672 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-09-01 3,333 $0.00 3,333 $5.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
113,334 2025-04-09 No 4 M Direct
Footnotes
  1. Original option grant was for 160,000 shares. Option began vesting with respect to 25% of shares subject to the option one year after 4/9/2015, and with respect to the remaining 75% of the shares subject to the option vests in 36 equal monthly installments thereafter.