Filing Details
- Accession Number:
- 0001288847-16-000112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-02 16:13:09
- Reporting Period:
- 2016-08-31
- Filing Date:
- 2016-09-02
- Accepted Time:
- 2016-09-02 16:13:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1288847 | Five9 Inc. | FIVN | Services-Computer Processing & Data Preparation (7374) | 943394123 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1305625 | Scott Welch | C/O Five9, Inc. Bishop Ranch 8, 4000 Executive Parkway, Suite 400 San Ramon, CA 94583 | Evp, Cloud Operations | No | Yes | No | No |
Transaction Summary
| Sold: | 8,472 shares | Avg. Price: $15.00 | Total Value: $127,080.00 |
| Number of Shares After Transactions: | 199,312 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-31 | 8,472 | $4.25 | 207,784 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-31 | 8,472 | $15.00 | 199,312 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-08-31 | 8,472 | $0.00 | 8,472 | $4.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 56,000 | 2024-11-05 | No | 4 | M | Direct |
Footnotes
- Original option grant was for 84,000 shares. Option began vesting with respect to 25% of shares subject to the option one year after November 5, 2014, and with respect to the remaining 75% of the shares subject to the option vests in 36 equal monthly installments thereafter.
Billionaire Hedge Funds
