Filing Details

Accession Number:
0001214659-16-013559
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-01 19:23:03
Reporting Period:
2016-09-01
Filing Date:
2016-09-01
Accepted Time:
2016-09-01 19:23:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1468780 Powin Corp PWON Miscellaneous Manufacturing Industries (3990) 870455378
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495533 Joseph Lu 20550 Sw 115Th Ave.
Tualatin OR 97062
Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-09-01 1,538,377 $1.42 15,820,257 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The shares were transferred to a private lender as additional payment in satisfaction of the loan. The effective price per share is calculated based on the amount of the loan and the total number of shares transferred in satisfaction of the loan. See footnote (1) to the Reporting Persons report on Form 4 filed August 22, 2016.
  2. These shares are held by the Joseph Lu Trust and by the Mei Yi Living Trust, respectively.