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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2016-09-01 17:43:49
Reporting Period:
Filing Date:
Accepted Time:
2016-09-01 17:43:49
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
878079 Bon Ton Stores Inc BONT Retail-Department Stores (5311) 232835229
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421308 Iii E Donald Morgan C/o Brigade Capital Management, Lp
399 Park Avenue, 16Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share Acquisiton 2016-08-30 5,245 $1.72 1,629,211 No 4 P Indirect See Footnote
Common Stock, Par Value $.01 Per Share Acquisiton 2016-08-31 40,245 $1.70 1,669,456 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
  1. The reported securities are directly owned by certain private investment funds and may be deemed beneficially owned by Donald E. Morgan, III, the Reporting Person and the managing member of the general partner of the investment manager of such private investment funds. Mr. Morgan disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.70 - $1.72, inclusive. The reporting persons undertake to provide to The Bon-Ton Stores, Inc., any security holder of The Bon-Ton Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.