Filing Details
- Accession Number:
- 0001209191-16-139465
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-01 16:53:09
- Reporting Period:
- 2016-08-30
- Filing Date:
- 2016-09-01
- Accepted Time:
- 2016-09-01 16:53:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403568 | Ulta Salon Cosmetics & Fragrance Inc. | ULTA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1340358 | Mary Dillon | 1000 Remington Blvd., Suite 120 Bolingbrook IL 60440 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-30 | 28,920 | $97.89 | 76,089 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-30 | 28,920 | $245.68 | 47,169 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-08-31 | 18,517 | $99.01 | 65,686 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-08-31 | 10,000 | $99.01 | 75,686 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-08-31 | 4,545 | $97.89 | 80,231 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-31 | 22,965 | $245.80 | 57,266 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-08-30 | 28,920 | $0.00 | 28,920 | $97.89 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-08-31 | 18,517 | $0.00 | 18,517 | $99.01 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-08-31 | 10,000 | $0.00 | 10,000 | $99.01 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-08-31 | 4,545 | $0.00 | 4,545 | $97.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 38,011 | 2024-03-28 | No | 4 | M | Direct | |
| 6,173 | 2023-07-01 | No | 4 | M | Direct | |
| 15,000 | 2023-07-01 | No | 4 | M | Direct | |
| 33,466 | 2024-03-28 | No | 4 | M | Direct |
Footnotes
- Weighted average price based on trades completed with prices between $245.00 and $246.40. Reporting person shall undertake to provide a report of the shares sold at each price within the rage upon request of the SEC staff, the issuer or any security holder of the issuer.
- Weighted average price based on trades completed with prices between $244.15 and $247.81. Reporting person shall undertake to provide a report of the shares sold at each price within the rage upon request of the SEC staff, the issuer or any security holder of the issuer.
- The options, representing a right to purchase a total of 66,931 shares, vest 25% beginning on 3/16/2015 and each anniversary date thereafter.
- The options, representing a right to purchase a total of 24,690 shares, vest 25% on each anniversary date of the 07/01/2013 grant date.
- The options, representing a right to purchase a total of 25,000 shares, vest 20% on the first anniversary of the 07/01/2013 grant date, 20% on the third anniversary of the grant date, and 60% on the fifth anniversary of the grant date.
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