Filing Details
- Accession Number:
- 0000899243-16-028334
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-01 13:40:14
- Reporting Period:
- 2016-08-30
- Filing Date:
- 2016-09-01
- Accepted Time:
- 2016-09-01 13:40:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 5981 | American Vanguard Corp | AVD | Agricultural Chemicals (2870) | 952588080 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1570368 | John Rizzi | 4695 Macarthur Court, Suite 1200 Newport Beach CA 92660 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-30 | 5,000 | $7.50 | 32,315 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-30 | 5,000 | $17.34 | 27,315 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Option to Buy | Disposition | 2016-08-30 | 5,000 | $0.00 | 10,000 | $7.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2013-12-10 | 2020-12-10 | No | 4 | X | Direct |
Footnotes
- Reporting person exercised and sold options in issuer's common stock in order to remit the after-tax proceeds to his ex-spouse as per the terms of a property settlement in a marital dissolution action.
Billionaire Hedge Funds
