Filing Details

Accession Number:
0001437749-16-038273
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-01 12:23:12
Reporting Period:
2016-08-30
Filing Date:
2016-09-01
Accepted Time:
2016-09-01 12:23:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
861842 Cathay General Bancorp CATY State Commercial Banks (6022) 954274680
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186026 Peter Wu 777 North Broadway
Los Angeles CA 90012
Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-08-30 30,000 $31.30 822,700 No 4 S Indirect By PACJU LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By PACJU LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,976 Direct
Common Stock 30,194 Indirect Wu Family Trust
Footnotes
  1. A Delaware limited liability company of which the Wu Family Trust serves as Manager and hold a 51.5% interest, with the reporting person and his spouse each holding a 5% ownership interest in PACJU in their own names. The balance of the interests in PACJU will be held by the reporting person's adult children, none of whom shares a household with the reporting person. The reporting person disclaims beneficial ownership of CATY Stock held by PACJU except the extent of his pecuniary interest therein.
  2. 1,782 shares were transferred to the Wu Family Trust as indirect ownership on 4/27/16.