Filing Details

Accession Number:
0001540463-16-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-31 17:38:16
Reporting Period:
2016-08-29
Filing Date:
2016-08-31
Accepted Time:
2016-08-31 17:38:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1048268 Ies Holdings Inc. IESC Electrical Work (1731) 760542208
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1540463 W. Robert Lewey 5433 Westheimer, Suite 500
Houston TX 77056
Director & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-29 5,000 $5.76 89,604 No 4 M Direct
Common Stock Disposition 2016-08-29 5,000 $17.00 84,604 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-29 5,000 $0.00 5,000 $5.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,000 2015-05-01 2023-05-01 No 4 M Direct
Footnotes
  1. Represents common stock received from the exercise of stock options granted pursuant to the Integrated Electrical Services, Inc. (n/k/a IES Holdings, Inc.) 2006 Equity Incentive Plan (as amended and restated through October 2007).
  2. These shares were sold in a single transaction. The exercise of options and sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2016.
  3. The date indicated is the vesting date for the stock options.
  4. The price reported in Column 8 reflects that the stock options were granted to the employee pursuant to the Integrated Electrical Services, Inc. (n/k/a IES Holdings, Inc.) 2006 Equity Incentive Plan (as amended and restated through October 2007).