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Filing Details

Accession Number:
0001209191-11-007781
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-08 16:31:02
Reporting Period:
2011-02-07
Filing Date:
2011-02-08
Accepted Time:
2011-02-08 16:31:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141107 Arris Group Inc ARRS Radio & Tv Broadcasting & Communications Equipment (3663) 582588724
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185921 James Lakin 3871 Lakefield Drive
Suwanee GA 30024
President, Adv Tech & Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-07 135,000 $10.20 272,986 No 4 M Direct
Common Stock Disposition 2011-02-07 135,000 $13.20 137,986 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option Disposition 2011-02-07 135,000 $0.00 135,000 $10.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-08-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock 5,140 Direct
Restricted Stock 27,090 Direct
Restricted Stock 30,937 Direct
Restricted Stock 41,250 Direct
Restricted Stock 27,550 Direct
Restricted Stock 45,917 Direct
Footnotes
  1. Stock options were exercised pursuant to an existing Rule 10b5-1 Sales Plan
  2. Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 9, 2007.
  3. Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 28, 2008.
  4. Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
  5. Represents a restricted stock grant which is in part performance based. 27,500 shares of the grant are guaranteed and will vest over a two year period. 0 to 27,500 of the grant is subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2011 and will vest on 1/31/2012.
  6. Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
  7. Represents a restricted stock grant which is in part performance-based. 9,183 shares of the grant are guaranteed and will vest on 3/25/2011. 0 to 36,734 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2012 and will vest on 1/31/2013.
  8. Stock options are currently fully exercisable