Filing Details
- Accession Number:
- 0001214659-16-013493
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-31 11:39:25
- Reporting Period:
- 2016-08-29
- Filing Date:
- 2016-08-31
- Accepted Time:
- 2016-08-31 11:39:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1611988 | Fifth Street Asset Management Inc. | FSAM | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1535393 | H. Nathaniel August | 645 Madison Avenue, 14Th Floor New York NY 10022 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2016-08-29 | 25,000 | $5.15 | 435,408 | No | 4 | S | Indirect | The Mangrove Partners Master Fund, Ltd. |
| Class A Common Stock | Disposition | 2016-08-29 | 171,531 | $5.11 | 263,877 | No | 4 | S | Indirect | The Mangrove Partners Master Fund, Ltd. |
| Class A Common Stock | Disposition | 2016-08-29 | 82,269 | $5.11 | 181,608 | No | 4 | S | Indirect | The Mangrove Partners Master Fund, Ltd. |
| Class A Common Stock | Disposition | 2016-08-29 | 73,059 | $5.10 | 108,549 | No | 4 | S | Indirect | The Mangrove Partners Master Fund, Ltd. |
| Class A Common Stock | Disposition | 2016-08-29 | 34,028 | $5.10 | 74,521 | No | 4 | S | Indirect | The Mangrove Partners Master Fund, Ltd. |
| Class A Common Stock | Disposition | 2016-08-30 | 48,873 | $5.28 | 25,648 | No | 4 | S | Indirect | The Mangrove Partners Master Fund, Ltd. |
| Class A Common Stock | Disposition | 2016-08-30 | 5,648 | $5.28 | 20,000 | No | 4 | S | Indirect | The Mangrove Partners Master Fund, Ltd. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | The Mangrove Partners Master Fund, Ltd. |
| No | 4 | S | Indirect | The Mangrove Partners Master Fund, Ltd. |
| No | 4 | S | Indirect | The Mangrove Partners Master Fund, Ltd. |
| No | 4 | S | Indirect | The Mangrove Partners Master Fund, Ltd. |
| No | 4 | S | Indirect | The Mangrove Partners Master Fund, Ltd. |
| No | 4 | S | Indirect | The Mangrove Partners Master Fund, Ltd. |
| No | 4 | S | Indirect | The Mangrove Partners Master Fund, Ltd. |
Footnotes
- Shares held directly by The Mangrove Partners Master Fund, Ltd. (the "Master Fund"). Nathaniel August, as the director of each of Mangrove Partners and Mangrove Capital, the investment manager and general partner of the controlling shareholder of the Master Fund, respectively, may be deemed to beneficially own the shares held directly by the Master Fund. Mr. August disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
