Filing Details

Accession Number:
0001392937-16-000009
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-08-30 17:50:40
Reporting Period:
2016-02-26
Filing Date:
2016-08-30
Accepted Time:
2016-08-30 17:50:40
Original Submission Date:
2016-03-01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1375365 Super Micro Computer Inc. SMCI Electronic Computers (3571) 770353939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392937 Wally Yih-Shyan Liaw 980 Rock Ave.
San Jose CA 95131
Secretary & V P Of Intl Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-26 20,000 $7.46 20,000 No 4 M Direct
Common Stock Disposition 2016-02-26 20,000 $32.18 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2016-02-26 20,000 $0.00 20,000 $7.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,910 2018-04-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 68,177 Indirect By Spouse
Common Stock 2,054,340 Indirect By Liaw Family Trust
Common Stock 9,918 Indirect By Child A
Common Stock 9,918 Indirect By Child B
Footnotes
  1. The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2015.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.96 to $32.65, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. These shares are held in a trust for the benefit of the reporting person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.
  4. The stock option is fully vested.