Filing Details

Accession Number:
0001547903-16-000272
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-30 16:21:01
Reporting Period:
2016-08-26
Filing Date:
2016-08-30
Accepted Time:
2016-08-30 16:21:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1547903 Nmi Holdings Inc. NMIH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245515 James Ozanne C/O Nmi Holdings, Inc.
2100 Powell Street, 12Th Fl.
Emeryville CA 94608
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares, $0.01 Par Value Per Share Acquisiton 2016-08-26 5,000 $7.92 35,000 No 4 P Indirect By LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Shares, $0.01 Par Value Per Share 77,467 Direct
Class A Common Shares, $0.01 Par Value Per Share 10,000 Indirect By Susan A. Ozanne Family Trust, of which Mr. Ozanne and his wife are co-trustees and beneficiaries
Footnotes
  1. The common stock was purchased in an open market transaction on the transaction date, with each share purchased at a price of $7.92. The reporting person undertakes to provide upon request full information regarding the purchase.
  2. The common stock was purchased by Greenrange Partners LLC, a venture capital investment company, for which the reporting person serves as principal. As a principal, the reporting person may be deemed to beneficially own the shares of stock held by Greenrange Partners LLC.
  3. Represents 59,298 class A common shares, 10,000 class A common shares held by the James H. Ozanne Revocable Trust, a living trust of which the reporting person is in the sole trustee and sole beneficiary and 8,169 unvested restricted stock units.