Filing Details

Accession Number:
0001209191-16-139117
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-30 15:46:27
Reporting Period:
2016-08-26
Filing Date:
2016-08-30
Accepted Time:
2016-08-30 15:46:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1640384 Lm Funding America Inc. LMFA Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1653728 Carollinn Gould 302 Knights Run Ave., Suite #1000
Tampa FL 33602
Vice President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-29 3,000 $7.87 3,000 No 4 P Indirect By Spouse Bruce M. Rodgers IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Spouse Bruce M. Rodgers IRA
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2016-08-26 3,251 $0.69 3,251 $12.50
Common Stock Warrants Acquisiton 2016-08-29 649 $0.55 649 $12.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,251 2020-10-31 No 4 P Indirect
3,900 2020-10-31 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,191,244 Indirect By CGR63, LLC
Common Stock 42,676 Indirect By BRR Holding, LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrants $12.50 2020-10-31 132,420 132,420 Indirect
Common Stock Warrants $12.50 2020-10-31 1,500 1,500 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-10-31 132,420 132,420 Indirect
2020-10-31 1,500 1,500 Indirect
Footnotes
  1. Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
  2. Immediately Exercisable
  3. On prior beneficial ownership filings the expiration date has been reported as 10/22/2020. The correct expiration date is 10/31/2020
  4. Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of CGR63, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.