Filing Details

Accession Number:
0001127602-16-061371
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-29 16:35:03
Reporting Period:
2016-08-24
Filing Date:
2016-08-29
Accepted Time:
2016-08-29 16:35:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1199917 M Jeanne Moreno Snap-On Incorporated
2801 80Th Street
Kenosha WI 53143
Vp & Chief Information Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-08-24 500 $155.00 7,527 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $109.43 2015-02-13 2024-02-13 4,500 4,500 Direct
Common Stock Stock Option (Right to Buy) $144.69 2016-02-12 2025-02-12 9,000 9,000 Direct
Common Stock Stock Option (Right to Buy) $138.03 2017-02-11 2026-02-11 13,500 13,500 Direct
Common Stock Restricted Stock Units $0.00 2,147 2,147 Direct
Common Stock Restricted Stock Units $0.00 1,742 1,742 Direct
Common Stock Restricted Stock Units $0.00 1,020 1,020 Direct
Common Stock Performance Units $0.00 1,611 1,611 Direct
Common Stock Performance Units $0.00 1,266 1,266 Direct
Common Stock Performance Units $0.00 1,020 1,020 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-02-13 4,500 4,500 Direct
2025-02-12 9,000 9,000 Direct
2026-02-11 13,500 13,500 Direct
2,147 2,147 Direct
1,742 1,742 Direct
1,020 1,020 Direct
1,611 1,611 Direct
1,266 1,266 Direct
1,020 1,020 Direct
Footnotes
  1. Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
  2. 1 for 1.
  3. The restricted stock units were earned based on Company performance during fiscal 2014. Assuming continued employment through the end of fiscal 2016, the units will then vest in one installment and the shares will be issued shortly thereafter.
  4. The restricted stock units were earned based on Company performance during fiscal 2015. Assuming continued employment through the end of fiscal 2017, the units will then vest in one installment and the shares will be issued shortly thereafter.
  5. The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2016. Assuming continued employment through the end of fiscal 2018, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  6. If the Company achieves certain goals over the 2014-2016 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  7. If the Company achieves certain goals over the 2015-2017 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  8. If the Company achieves certain goals over the 2016-2018 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.